Financial institutions are typically familiar with compliance requirements because they have been heavily regulated in most places. In addition to sector-specific regulations, financial services…

Background On 18 July 2023, the Information Commissioner’s Office (“ICO”) and Financial Conduct Authority (“FCA”) issued a joint statement in response to queries from…

Last month, the European Supervisory Authorities (ESAs) launched a consultation package on the first batch of certain draft regulatory technical standards (RTS) and draft…

In Brief On March 15, 2023, the US Securities Exchange Commission (“SEC”) proposed amendments to Regulation S-P (“Reg S-P”). If adopted, the amendments would…