Financial institutions are typically familiar with compliance requirements because they have been heavily regulated in most places. In addition to sector-specific regulations, financial services…
On 17 October 2023, the Taiwan Financial Supervisory Commission (FSC) first published the “Core Principles and Relevant Promotion Policies for the Application of AI…
The United States Securities and Exchange Commission surprised the crypto community on May 23, 2024, when it effectively approved the sale of spot Ether…
Cloud service providers looking to capitalise on increased demand from the financial sector need to be aware of the risks and issues that come…
Background On 18 July 2023, the Information Commissioner’s Office (“ICO”) and Financial Conduct Authority (“FCA”) issued a joint statement in response to queries from…
Last month, the European Supervisory Authorities (ESAs) launched a consultation package on the first batch of certain draft regulatory technical standards (RTS) and draft…
In Brief On March 15, 2023, the US Securities Exchange Commission (“SEC”) proposed amendments to Regulation S-P (“Reg S-P”). If adopted, the amendments would…